Monitoring & Surveillance Associate (Temporary)

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Our client is recruiting a Temporary Monitoring & Surveillance Associate

This position is responsible for undertaking the Retail Banking remediation project, ensuring that all allocated cases are completed.

Your responsibilities will include:

• Managing the workflow for all allocated cases.
• Reviewing, updating and uploading CDD information and documentation provided by clients onboarding and ongoing reviews of Retail Banking clients.
• Ensuring that a detailed Source of Wealth and Funds rationale is held for each relationship, and where required, corroborating this information using public sources or documentation obtained directly from the client.
• Reviewing the tax documentation provided by the client.
• Undertaking adverse media searches to identify potential high-risk factors; escalating potential matches to the relevant jurisdictional compliance teams.
• Analysing the client summary completed by the Front Office team and ensuring they have documented the client accurately.
• Liaising with Cayman and Halifax offices to obtain required information and progress through reviews.

Your qualifications and skills include:

• Relevant experience in Due Diligence or Compliance area related to KYC, AML and CTF.
• Previous work experience with a bank of financial services company would be an asset.
• Excellent interpersonal, communication and organisational skills with the ability to manage multiple tasks and work effectively in a deadline-driven environment.
• Strong time management skills.
• General understanding of IT systems used in the KYC area.
• Ability to work independently and in a team environment.

Proactive reserves the right: 

To call only the shortlisted candidates for interview 

Not to make any appointment following this advertisement nor to assign any reason whatsoever for accepting or rejecting any candidate.