Associate Manager - Regulatory Compliance

ROLE

The Client Compliance Services is responsible to provide Compliance Officer Services and Money Laundering Reporting Officer (“MLRO”) services to client companies of IQ-EQ MU. The Associate Manager – Regulatory Compliance plays a key role in ensuring that client companies meet their regulatory obligations by supporting the Manager in the delivery of effective compliance and MLRO services. 

WHAT YOU''LL DO

• You'll support and act as Compliance Officer, MLRO and DMLRO for client companies, ensuring the effective implementation, monitoring and continuous enhancement of AML/CFT frameworks, policies, procedures and regulatory compliance controls
• You'll oversee AML/CFT compliance activities, including risk assessments, client file reviews, suspicious transaction reporting, regulatory analysis, compliance reporting, and the provision of expert guidance to internal teams and clients on compliance matters
• You'll manage relationships with regulators by coordinating FSC inspections, responding to regulatory queries, presenting compliance and risk reports at board meetings, and ensuring adherence to applicable laws, regulations and industry best practices
• You'll contribute to the development of a strong compliance culture through the delivery of AML/CFT training, the preparation of management information and risk reports, and by supporting the supervision, coaching and resource allocation of the Client Compliance Services team
• You'll drive operational excellence by supporting process automation, enhancing compliance monitoring systems and controls, safeguarding information assets, and contributing to the continuous improvement of compliance and risk management frameworks.