YAL International Ltd- An Investment Dealer  

We are seeking to recruit Compliance Officer who has advanced knowledge of the Global Business Industry including knowledge of AML framework in Mauritius.

The duties and responsibilities involved are as follows:

• To implement and ensure ongoing compliance of the financial institution with internal programmes, controls and procedures in accordance with the requirements of the FIAMLA and FIAML Regulations 2018.
• To manage the compliance regulatory framework, the engagement with the Financial Services Commission ("FSC") and the company’s licensing requirements.
•To undertake day-to-day oversight of the program for combating money laundering and terrorism financing.
• To oversee of monitoring process.
• To contribute to designing, implementing and maintaining internal compliance manuals, policies, procedures and systems for combating money laundering and terrorism financing.
• Aware of all obligations
• To attending ML/TF trainings/conferences and give in-house training.
•To prepare customer risk assessment for all clients of the financial institution
•To prepare business risk assessment for the financial institution
•To perform compliance checks
• To report to the Board including reporting of non-compliance, to the board.

Profile

•Have a minimum of 5-8 years’ compliance experience in the Financial Services Sector/the Global Business Sector
•Degree holder in Law, Finance, Management, Compliance or other related disciplines
•Meets the requirements of Compliance Officer
•Sound understanding of KYC procedures
• Conversant with applicable laws and regulations in the Global Business Industry