Senior Executive - Compliance

Tasks

• KYC review on entities based in multi jurisdiction, such as UK, Cayman Islands, Curacao, Singapore, BVI, Luxembourg and Jersey;
• To provide assistance in FATCA and CRS compliance for client based in multi jurisdiction, such as Netherlands, Cayman Islands, Singapore, BVI, Luxembourg and Jersey
• Liaising with business department with regards to KYC requirements for client/investor on boarding -Maintaining KYC Documents on a secured database -File Review ( including world –check and sanction list screening);
• Attend AML/CFT queries from Clients in a timely manner and also attend calls of Clients with regards to on-going review, status of projects and new assignments;
• Provide report with gap analysis and propose remedial actions for validation -Drafting of Key operating procedures for new clients and KOPs update. -Carrying out Due Diligence on client accounts;
• Acquiring valuable insight into different entities when using research tools to conduct background checks on different entities;
• Check all accounts according to KYC principles and ensure that the account parameters and data have been correctly set on the core systems. -Verify presence and adequacy of documents required from KYC perspective for a clients to maintain accounts;
• Analyze account opening documents with a view to identify any inconsistencies in the information provided and engage frontline or originating business partners to seek assurance on the nature of the client being on-boarded;
• To provide support in identifying, analyzing and disseminating the latest global regulatory information;
• Consolidation and reporting of stats on a quarterly
• To ensure protection of information assets of IQEQ MAU and to abide by the ISMS in place at IQEQ MAU.

• Degree holder in law or any other relevant field

Background experience:

• 4+ years’ experience

Technical:

• Experience in compliance and risk.

Computer / program knowledge:

• Competent at the basic level of MS Office Word and Excel

Languages:

• Fluent in English and French