Officer 3, Financial Crime Prevention

An experienced position responsible for managing moderate to high complexity AML/KYC and FATCA matters with minimal supervision. This role handles sophisticated compliance reviews and risk assessments while demonstrating advanced technical expertise in regulatory requirements.

Core Responsibilities: 

• Execute complex AML/KYC processes
• Perform detailed risk assessments
• Handle sophisticated client matters
• Process complex FATCA documentation
• Ensure regulatory compliance
• Maintain quality standards
• Monitor reporting deadlines

Tasks:

• Review complex KYC documentation
• Process sophisticated investor onboarding
• Perform detailed CDD/EDD reviews
• Assess source of wealth/funds documentation
• Handle complex FATCA classifications
• Prepare comprehensive regulatory reports
• Monitor compliance risks
• Validate complex client structures
• Process detailed periodic reviews
• Document sophisticated findings
• Coordinate with multiple jurisdictions
• Maintain detailed tracking systems
• Handle complex client queries
• Perform other related duties as assigned for role and business needs

Skills and Key Behaviours:

In addition to upholding our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

• Advanced knowledge of AML/KYC and FATCA requirements
• Expertise in conducting detailed risk assessments and complex client file reviews
• Skilled in regulatory reporting and managing sophisticated compliance risks
• Strong interpersonal and communication skills for client interactions
• Advanced organizational and prioritization abilities
• Detail-oriented with a focus on delivering accuracy
• Resilient and adaptable in handling challenging tasks

Professional Experience:

• Minimum 4 years’ experience
• Experience in a similar role would be an advantage
• Extensive knowledge of company secretarial duties and responsibilities

Educational Background:

• Degree holder or  any other equivalent qualification. Should be ACAMS orientated