Executive – Enterprise Risk and Regulatory Affairs

• to the attainment of the overall objectives of the Enterprise Risk and Regulatory Affairs Department.
• in the planning, design and implementation of the enterprise-wide risk governance framework.
• to formulate regulatory and personal compliance policies, best practices and processes, attend to complex queries.

Tasks:

• To assist in the maintenance of local policies, procedures, processes, guidance notes, as appropriate
• To assist in conducting enterprise risk and regulatory risk assessments/audits to identify risk, controls deficiencies and operational losses.
• To provide support in conducting Risk Events and Complaint assessments (experience with working on MetricStream would be an advantage)
• To assist in the reporting of Key Risk Indicators to Group.
• To provide support in the conducting Risk Control Self Assessments (RCSA) and Business Impact Assessments (BIA) workshops
• To provide support in identifying the latest regulatory information
• To provide support in updating of Risk, Regulatory and Personal & Ethics Compliance Registers as required.
• To assist in the preparation and reporting for different committees and Board
• To provide support in other compliance and risk management deliverables

Key competencies for position and level:

• Team Player
• Collaborator
• Good researcher
• Good Analytical Skills
• Detailed Oriented

Expected key behaviors:

In addition to demonstrating our Group Values (Authentic, Bold, and Collaborative), the role holder will be expected to demonstrate the following:

• Accuracy
• Attention to detail
• Collaboration
• Organisation
• Proactivity

Education / professional qualifications:

• A degree from reputable university, preferably in the field of finance or financial services or directly related to compliance and risk functions with sufficient work experience to compensate
• A professional qualification/certification in the field of Compliance and Risk Management would be an advantage

Background experience:

• At least 2 - 3 years’ experience in the financial services sector and preference given to experience in Risk Management and Compliance, Audit and/or Control functions
• Experience in a similar role would be an advantage

Technical:

• Good knowledge of compliance, risk and of regulatory framework

Computer / program knowledge:

• Good Office tools skills and good knowledge of Excel modelling tools