Compliance Specialist (2409-CSP)

Our client in the Insurance Sector is currently seeking to recruit a Compliance Specialist who will report to the Manager Compliance.

Responsibilities:

• Help to develop, maintain and revise policies and procedures for the general operation of the compliance program.
• Collaborate with other departments to direct compliance issues to appropriate existing channels for investigation and resolution.
• Consult with the Manager of the Compliance department to resolve difficult legal or compliance issues.
• Monitor, and as necessary coordinate compliance activities of other departments to remain abreast of the status of all legal regulatory activities.
• Provide reports on a regular basis, and as directed or required, keep the Manager of the department informed of the operation and progress of compliance efforts.
• Ensure proper reporting of violations or potential violations to the Manager of the department.
• Conduct random client file reviews to assess adherence to internal procedures, and issue relevant reports for the Manager.
• Assist the Manager in the monitoring of Anti Money Laundering requirements, answering queries and monitoring adherence to the company’s procedures.
• Assist with the maintenance and development of training for the staff.
• Perform any other cognate duties aligned to business requirements.

Profiles:

• University degree and/or professional qualification in Finance or Law or Management or any other related field.
• Have at least 3 years’ working experience in a similar position.
• Have an excellent command of English and French, both written and spoken.
• Have good interpersonal skills.
• Have good time management skills.
• Be an excellent team player.
• Be able to work under pressure and meet tight deadlines.
• Use discretion regarding confidential material and adhere to the code of ethics.