Compliance Manager

Professional qualification - CA, ACA, ACCA or equivalent. 5-7 years of experience post a degree or professional qualification in the finance and accounting industry. An understanding of regulatory and financial reporting regime.

Role & Key Responsibilities:

• Responsible for all operational aspects of Unit deliverables including effective management of the resources and activities.
• Ensure high quality service delivery within Unit.
• Oversee, review and monitor work done by the Unit members.
• Review timesheets, identify, and take actions for spare capacity v/s overloaded staff.
• Provide regular updates on all operational aspects of Unit deliverables to Unit Head.
• Identifying training needs and communicate to Unit Head.
• Mentoring and coaching of team members.
• Assisting in a culture of continuous process improvement.
• Show understanding of business risks in the Global Business Sector (GBS) and approach day to day work with a risk minimisation mind-set.
• Proactively identify areas of operational risks, prescribe actions to mitigate risk, and escalate accordingly.
• Perform customer due diligence (CDD) as per AML Code and maintain an updated list of CDD for all companies.
• Liaise with auditors as required (for highly technical & complex issues) with respect to administration part.
• Manage client relationships and service delivery for allocated clients and/or functions, ensuring that client requirements and requests are met consistently to the highest standard and within deadlines and that clients are satisfied with level of service.
• Have regular meetings with team members to ensure proper work allocations and prioritization.
• Diligently perform Performance Appraisal of team members by comparing objectives and actual achievements based on facts.
• Demonstrate application of customer driven approach and coach team members.
• Ad-hoc duties as and when required on request of the Unit Head.

Skills Required:

• Professional qualification - CA, ACA, ACCA or equivalent.
• 5-7 years of experience post a degree or professional qualification in the finance and accounting industry.
• An understanding of regulatory and financial reporting regime.
• Ability to manipulate large amounts of data and strong Excel and data analytical skills with the ability to create and analyze dashboards, reports, spreadsheets and other statistics.
• Team player and ability to motivate and influence a team.
• High managerial and leadership and people skills.
• Exposure to IT systems/platforms and excellent knowledge and experience with accounting software and databases.
• Experience with recruiting and performance evaluation processes.
• Strong decision-making skills.
• Experience in delivering client-focused solutions to customer needs; and
• Commercial awareness.