Key Responsibilities:

·         Serve as the approved Deputy MLRO in accordance with FSC requirements, ensuring the overall effectiveness of the compliance framework.

·         Partner with the MLRO/CO in implementing and overseeing internal controls, including verification of files and random checks.

·         Monitor day-to-day compliance of the Company’s clients and internal operations.

·         Review and update internal policies and procedures to maintain alignment with laws, regulations, and industry standards.

·         Assist in analysing and assessing compliance risks and designing appropriate mitigation strategies.

·         Maintain accurate records of compliance activities, regulatory filings, and internal investigations.

·         Conduct periodic client file reviews and remediate record-keeping as necessary.

·         Compile and analyse internal and external data for compliance audits.

·         Perform quality assurance reviews to ensure adherence to internal processes and controls.

·         Oversee AML systems and controls, supporting the drafting and updating of AML policies and procedures.

·         Design, implement, and deliver compliance training programs for staff and clients.

·         Assist in preparing regulatory submissions, reports, and responses to inquiries or inspections.

·         Liaise with regulatory bodies and external advisors as required.

·         Provide guidance on regulatory requirements, AML procedures, and compliance best practices.

·         Stay up-to-date with emerging regulations, industry trends, and changes in compliance frameworks.

·         Support team development through coaching and capability building.

·         Identify and escalate unusual or suspicious transactions for investigation by the MLRO.

·         Perform any other reasonable duties assigned by the Reporting Line or Board of Directors.

 

What We’re Looking For:

·       At least 5 years of relevant industry experience.

·         Degree in Law, Management, Business Administration, Accounting, or a related field.

·         Professional qualification in Compliance, Law, or Risk Management (e.g., ICA, ACAMS, ACAMS-FCI) is an advantage.

·         Proven experience in compliance administration and AML operations, preferably in the financial services sector.

·         Strong knowledge of AML, CFT, and other relevant regulatory frameworks.

·         Understanding of complex corporate structures and Mauritian financial, securities, and taxation laws.

·         Proficiency in compliance monitoring systems and risk management tools.

·         Experience with regulatory reporting, investigations, and audits.

·         Strong analytical, organisational, and attention-to-detail skills.

·         Ability to work under pressure and meet tight deadlines.

·         Proactive, agile, and resilient mindset.

·         Excellent interpersonal and communication skills with the ability to influence at all levels. 

Location: White Tulip Building, Tulips Avenue, Quatre Bornes