Officer 1, Operational Compliance Services

Job Description

WHAT YOU WILL DO

• You’ll execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, including reviewing documentation, processing investor onboarding files, and ensuring data accuracy throughout the client onboarding lifecycle.
• You’ll manage FATCA and CRS requirements by validating classifications, verifying GIINs against IRS records, and conducting periodic reviews to maintain regulatory compliance.
• You’ll monitor compliance obligations and deadlines, perform basic risk assessments, and maintain comprehensive regulatory documentation to support governance and compliance objectives.
• You’ll prepare regulatory reports, maintain tracking systems, and document compliance findings to ensure accurate record-keeping, audit readiness, and adherence to regulatory standards.
• You’ll provide client support by responding to routine inquiries, maintaining regulatory communications, and escalating complex compliance matters in accordance with established procedures.
  
  

  Qualifications

  ABOUT YOU

  • You hold a degree in Law or an equivalent qualification, with ACAMS orientation preferred and a strong interest in AML/KYC and regulatory compliance.
  • You have at least 1 year of relevant experience, with prior experience in a similar compliance, AML, KYC, or regulatory role considered an advantage.
  • You possess a solid understanding of investor onboarding, due diligence, AML/KYC requirements, and FATCA/CRS compliance processes.
  • You demonstrate strong attention to detail and analytical skills, enabling you to review documentation accurately, assess risks, and maintain regulatory records.
  • You have excellent communication and organizational skills, with the ability to manage compliance deadlines, support client inquiries, and ensure adherence to regulatory standards and internal procedures.