Officer 2, Operational Compliance Services

Job Description

WHAT YOU WILL DO

• You'll execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, including reviewing documentation for completeness, processing standard investor onboarding files, and ensuring data accuracy throughout the client intake process
• You'll manage FATCA/CRS documentation requirements by validating FATCA classifications, verifying Global Intermediary Identification Numbers (GIINs) against IRS records, and processing periodic reviews to maintain regulatory compliance
• You'll monitor compliance requirements and deadlines, perform basic risk assessments, and maintain comprehensive regulatory documentation to support organizational compliance objectives
• You'll prepare regulatory reports, maintain tracking systems, and document compliance findings to ensure accurate record-keeping and audit readiness
• You'll provide client support by handling routine inquiries, maintaining regulatory communication, and following established escalation procedures for complex compliance matters.
  
  

  Qualifications

  ABOUT YOU

  • You hold a degree in Law or an equivalent qualification, with ACAMS orientation preferred.
  • You have a minimum of 2 years of relevant experience, with prior experience in a similar role considered an advantage.